Aperture antennas are most commonly used in the micro­wave- and millimeter-wave frequencies. There are a large number of antenna types for which the radiated electromag­netic fields can be considered to emanate from a physical ap­erture. Antennas that fall into this category include several types of reflectors: planar (flat plate) arrays, lenses, and horns. The geometry of the aperture geometry may be square, rectangular, circular, elliptical, or virtually any other shape. Aperture antennas are very popular for aerospace applica­tions because they can be flush mounted onto the spacecraft or aircraft surface. Their opening can be covered with an elec­tromagnetic (dielectric) window material or radome to protect the antenna from environmental conditions (1). This installa­tion will not disturb the aerodynamic profile of the vehicle, which is of critical importance in high-speed applications.

In order to evaluate the distant (far-field) radiation pat­terns, it is necessary to know the internal currents that flow on the radiating surfaces. However, these current distribu­tions may not be exactly known and only approximate or ex­perimental measurements can provide estimates for these data. To expedite the process, it is necessary to have alterna­tive methods to compute the radiation patterns of the aper­ture antennas. A technique based on the equivalence princi­ple allows one to make a reasonable approximation to the fields on, or in the vicinity of, the physical antenna structure and subsequently to compute the radiation patterns.

Field equivalence, first introduced by Schelkunoff (2), is a principle by which the actual sources on an antenna are re­placed by equivalent sources on an external closed surface that is physically outside of the antenna. The fictitious sources are said to be equivalent within a region because they produce the same fields within that region. Another key con­cept is Hugens’s principle (3), which states that the equiva­lent source at each point on the external surface is a source of a spherical wave. The secondary wave front can be con­structed as the envelope of these secondary spherical waves


Using these principles, the electrical and/or magnetic fields in the equivalent aperture region can be determined with straightforward approximate methods. The fields else­where are assumed to be zero. In most applications, the closed surface is selected so that most of it coincides with the con­ducting parts of the physical structure. This is preferred be­cause the vanishing of the tangential electrical components over the conducting parts of the surface reduces the physical limits of integration. The formula to compute the fields radi­ated by the equivalent sources is exact, but it requires inte­gration over the closed surface. The degree of accuracy de­pends on the knowledge of the tangential components of the fields over the closed surface.

Aperture techniques are especially useful for parabolic re­flector antennas, where the aperture plane can be defined im­mediately in front of the reflector. Parabolic reflectors are usually large, electrically. More surprisingly, aperture tech­niques can be successfully applied to small aperture wave­guide horns. However, for very small horns with an aperture dimension of less than approximately one wavelength, the as­sumption of zero fields outside the aperture fails unless the horn is surrounded by a planar conducting flange (5). In this section, the mathematical formulas will be developed to ana­lyze the radiation characteristics of aperture antennas. Em­phasis will be given to the rectangular and circular configu­rations because they are the most commonly used geometries. Due to mathematical complexities, the results will be re­stricted to the far-field region.

One of the most useful concepts to be discussed is the far – field radiation pattern that can be obtained as a Fourier transform of the field distribution over the equivalent aper­ture, and vice versa. The existing relationship of the Fourier transforms theory is extremely important since it makes all of the operational properties of the Fourier transform theory available for the analysis and synthesis of aperture antennas. Obtaining analytical solutions for many simple aperture dis­tributions in order to design aperture antennas is useful. More complex aperture distributions, which do not lend them­selves to analytical solutions, can be solved numerically. The increased capabilities of the personal computer (PC) have re­sulted in its acceptance as a conventional tool of the antenna designer. The Fourier-transform integral is generally well be­haved and does not present any fundamental computational problems.

Considering the use of the Fourier transform, first consider rectangular apertures in which one aperture dimension is large in wavelength and the other is small in terms of wave­length. This type of aperture is approximated as a line source and is easily treated with a one-dimensional Fourier trans­form (6). For many kinds of rectangular aperture antennas such as horns, the aperture distributions in the two principal plane dimensions are independent. These types of distribu­tions are said to be separable. The total radiation pattern is obtained for separable distributions as the product of the pat­tern functions obtained from a one-dimensional Fourier transform, which corresponds to the two principal plane dis­tributions.

If the rectangular aperture distribution is not able to be separated, the directivity pattern is found in a similar man­ner to the line-source distribution except that the aperture

field is integrated over two dimensions rather than one di­mension (7). This double Fourier transform can also be ap­plied to circular apertures and can be easily evaluated on a PC.




For all aperture distributions, the following observations are made (8):

1. A uniform amplitude distribution yields the maximum directivity (nonuniform edge-enhanced distributions for supergain being considered impractical), but at high side-lobe levels.

2. Tapering the amplitude at the center, from a maximum to a smaller value at the edges, will reduce the side-lobe level compared with the uniform illumination, but it re­sults in a larger (main-lobe) beam width and less direc­tivity.

3. An inverse-taper distribution (amplitude depression at the center) results in a smaller (main-lobe) beam width but increases the side-lobe level and reduces the direc­tivity when compared with the uniform illumination case.

4. Depending on the aperture size in wavelengths and phase error, there is a frequency (or wavelength) for which the gain peaks, falling to smaller values as the frequency is either raised or lowered.

Lastly, we consider aperture efficiencies. The aperture effi­ciency is defined as the ratio of the effective aperture area to the physical aperture area. The beam efficiency is defined as the ratio of the power in the main lobe to the total radiated power. The maximum aperture efficiency occurs for a uniform aperture distribution, but maximum beam efficiency occurs for a highly tapered distribution. The aperture phase errors are the primary limitation of the efficiency of the antenna.

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